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What Is A Record?

WEBINAR BRIEFWhat Is A Record?How state and local governments are managing social and mobile apps and collaboration Today, many state and local governments rely on technology to help employees work efficiently and find new ways to connect with the public. This proliferation of mobile, social and collaborative content creates new debate about what constitutes a business record. Records managemen...

SmarshCONNECT 2023: The Year of Agile Compliance

Firstly, for our customers and partners that joined us in NYC: thank you for sharing your time and your highly valuable insights. We really appreciate your collaboration and alignment. For those who were not able to join us, I’m sharing some of the key takeaways from the day that we’ll continue to explore over the coming weeks and months. Despite us becoming comfortable, producti...

Encrypted Chat Apps and Compliance Risks

BriefUnderstanding the Compliance Risks of Using Encrypted Chat AppsImplications for financial firms and how to respond Many financial firms worldwide use encrypted applications such as Signal, WhatsApp and Telegram because of their ease of use and various features such as voice and video calling, group chats and file sharing. However, with employees and clients using these applications, firms m...

NatWest Group recognized with Customer Innovator Award at 2023 SmarshCONNECT Conference

NatWest Group recognized with Customer Innovator Award at 2023 SmarshCONNECT Conference Award celebrates industry excellence and honors the most forward-thinking customers New York, April 19, 2023 – Smarsh®, the global leader in digital communications compliance and intelligence, today announced NatWest Group as a winner of the 2023 Smarsh Customer Innovator Award at SmarshCONNECT 2023. NatWest…

Compliance Made Easy with Smarsh Professional Archive Dashboards

For many RIAs and broker-dealers , the threat of non-compliance is a strong driving force to increasing regulatory oversight. In the past, achieving a high level of oversight to meet demanding compliance needs was a huge challenge and seemingly impossible to some — but not anymore. It’s not only become a necessity, it’s also become easier and more efficient through years of inn...

Deutsche Bank to be honored as winner of Customer Innovator Award at 2023 SmarshCONNECT Conference

Deutsche Bank to be honored as winner of Customer Innovator Award at 2023 SmarshCONNECT Conference Deutsche Bank named winner of the 2023 Smarsh Customer Innovator Award, celebrating industry excellence and honoring the most forward-thinking customers New York, April 18, 2023 – Smarsh®, the global leader in digital communications compliance and intelligence, today announced Deutsche Bank…

What New RIAs Need to Consider with Electronic Communications

Listen to the article. In today's digital age, electronic communications play a crucial role in business operations. As you embark on this exciting journey, it's important to remember the electronic communications records obligations that come with being a registered investment advisor (RIA). With electronic communications serving as the primary medium for collaboration and engagement, RIAs must t...

ChatGPT and Financial Services Compliance: Top 10 Questions

As ChatGPT continues its ascent as one of the fastest adopted technologies in history, more questions than answers are rising about if and how it can be used by businesses — including firms in highly regulated industries such as financial services . For many , it's yet another entry on the growing list of unproperly vetted technologies, which place it into the category of prohibited to...

Smarsh Announces Availability of Cyber Compliance (Entreda) and Vendor Risk Management (Privva) Solutions in AWS Marketplace

SMARSH ANNOUNCES AVAILABILITY OF CYBER COMPLIANCE (ENTREDA) and VENDOR RISK MANAGEMENT (PRIVVA) SOLUTIONS IN AWS MARKETPLACE Expanded relationship with AWS and addition to AWS Marketplace digital catalog will enable easier procurement and faster deployment of high-impact SaaS solutions  PORTLAND, Ore., (March 28, 2023)– Smarsh®, the global leader in digital communications compliance and intelligence, today announced…

Watch it Work: Enterprise Platform and Enterprise Archive

WATCH IT WORKEnterprise Platform and ArchiveCapture, retain, analyze and act on the signals in your communications data WHAT TO WATCH FOREasily learn and use a search form with dozens of search fieldsff-font-awesome4 icon-minusTake advantage of search performance improvements of 10-20x over legacy archivesff-font-awesome4 icon-minusProvide legal teams both downstream e-discovery cost savings and t...

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