Watch it Work: Enterprise Platform and Enterprise Archive
WATCH IT WORKEnterprise Platform and ArchiveCapture, retain, analyze and act on the signals in your communications data WHAT TO WATCH FOREasily learn and use a search form with dozens of search fieldsff-font-awesome4 icon-minusTake advantage of search performance improvements of 10-20x over legacy archivesff-font-awesome4 icon-minusProvide legal teams both downstream e-discovery cost savings and t...
Smarsh Joins Global Elite With WealthBriefing European Award
SMARSH JOINS GLOBAL ELITE WITH WEALTHBRIEFING EUROPEAN AWARD PORTLAND, Ore., (April 5, 2023)– Smarsh®, the global leader in digital communications compliance and intelligence, has joined the ranks of an elite global group who have been handed the honour of winning a WealthBriefing European Award Smarsh were awarded ‘Innovative Use of Artificial Intelligence’ at the Eleventh…
Electronic Communications Compliance Checklist for Broker-Dealers
ChecklistElectronic Communications Compliance Checklist for Broker-DealersUse this checklist to review your compliance programs and ensure your firm meets its FINRA & SEC regulatory obligations. The requirements for electronic communications recordkeeping, storage and supervision can be daunting. Yet, without due oversight, broker-dealers put their business at risk of litigation, fines or other en...
2023 Radicati Market Quadrant for Information Archiving
Smarsh Named a Top Player in the 2023 Radicati Market Quadrant for Information ArchivingThe Undisputed Market Leader Read the 2023 Radicati Market Quadrant SM
for Information Archiving to learn why Smarsh was named a Top Player for the thirteenth year in a row, and singled out for having the highest level of functionality and best strategic vision among its competitor peer group within the market...
Cybersecurity Risk Management: The Implications of Proposed SEC Rule 10
Table of ContentsSEC proposes rule to mitigate increasing cybersecurity risks faced by financial firmsSummary of the proposed rule Potential implications to other regulations
Cybersecurity risk management policies and procedures
Requirements for Covered Entities under the rule
Requirements for Non-Covered Entities under the rule
Defining a cybersecurity incident
Defining a significant cyberse...
Episode 11:
Delivering on ESG through the Cloud
In episode 11 of the Smarsh View series, Shaun Hurst, EMEA Principal Regulatory Advisor, and Georgia Stewart, Co-Founder and CEO of Tumelo, will discuss the use of cloud-based compliance software in helping companies and financial institutions manage ESG risks and create ESG value.
Smarsh Named a Top Player in the Radicati Group’s 2023 Information Archiving Market Quadrant Report
Smarsh Named a Top Player in the Radicati Group’s 2023 Information Archiving Market Quadrant Report A Top Player for the 13th consecutive year, Smarsh leads the field in both level of functionality and best strategic vision in 2023 market assessment PORTLAND, Ore., (March 30, 2023)– Smarsh®, the global leader in digital communications compliance and intelligence,…
What is a Record? How Government Agencies Are Managing Social Apps, Collaboration, and More
The technology employees use to communicate has changed dramatically. Remote and hybrid work models have boosted the use of tools like Slack, Zoom and Microsoft Teams that employees rely on to do their jobs effectively. Instant messaging and video conferencing are booming, while many businesses and government agencies are choosing text messaging and social media to engage with audiences and provi...
SIFMA C&L Conference Recap: Good Channel Governance is Top of Mind
We just wrapped up a very successful SIFMA C&L conference in San Diego. This event finishes off a series of great panels and conversations with customers and prospects on a front-line topic related to the ongoing enforcement activities and regulatory focus around off-channel communications. Despite everything happening in the financial markets within the past week, firms continue to focus on ...
Smarsh Announces Simplified Compliance Oversight with New Reporting Dashboards within Professional Archive Platform
SMARSH ANNOUNCES SIMPLIFIED COMPLIANCE OVERSIGHT WITH NEW REPORTING DASHBOARDS WITHIN PROFESSIONAL ARCHIVE PLATFORM New Dashboards Will Allow RIAs and Broker-Dealers to Eliminate Blind Spots and Add Efficiency by Customizing How Users View Data and Receive Alerts PORTLAND, Ore. (March 21, 2023) – Smarsh, the global leader in digital communications compliance and intelligence, today announced enhancements…