Structuring a Best-in-Class Mobile Compliance Strategy
From the webinar: Reviewing and Revising Your Mobile Compliance Strategy by Robert Cruz, VP, Information Governance Solutions at Smarsh and Blane Warrene, VP of Product Management at Smarsh.
Regulators like the SEC and FINRA have made it clear they won’t be letting up on examinations any time soon and continue to sweep for off-channel communications violations
. The CFTC, for exa...
Smarsh Named Zoom’s 2023 Zoom Meetings/Rooms ISV Connect Partner of the Year
Smarsh Named Zoom’s 2023 Zoom Meetings/Rooms ISV Connect Partner of the Year Award Honors Smarsh Excellence in Partner Sales SAN JOSE, CA, October 4, 2023 – Smarsh®, the global leader in digital communications compliance and intelligence, has been honored by Zoom Video Communications, Inc., as the recipient of the 2023 Zoom Meetings/Rooms Independent Software Vendor…
Best Practices for Mobile App Communication Compliance
From the webinar: Mobile Apps are the New Email - Is Your Firm Compliant? by Steve Boyd, Director, Head of Miami, Optima Partners and Tiffany Magri, Senior Regulatory Advisor, Smarsh.
As more firms begin to allow the use of mobile communication channels, the need for robust books and records and supervisory controls is paramount. Firms understand that these tools are critical for meeting reg...
Navigating AI Compliance: Insights from the SIFMA C&L Regional Event in Charlotte
In the quickly evolving landscape of artificial intelligence (AI), financial firms have been met with new compliance challenges. Against this backdrop, professionals from the financial industry converged at the SIFMA C&L Regional event in Charlotte to discuss responsible implementation, regulatory compliance, and the potential benefits AI offers while mitigating potential risks with a focus o...
Hype Cycle for Emerging Technologies in Finance, 2023
ReportFind Risk by Exploring Relationships Between Data PointsSmarsh makes it easier to analyze communications data, according to Gartner We are proud to announce that Smarsh has been named a #SampleVendor in the July 2023 Gartner® Hype Cycle™ for Emerging Technologies in Finance report.
According to Gartner, this Hype Cycle report is:
"... largely influenced by the use of AI...
Smarsh Professional Archive Wins 2023 Wealthmanagement.com Award for Best Compliance Technology Platform
Smarsh Professional Archive Wins 2023 Wealthmanagement.com Award for Best Compliance Technology Platform “Wealthies” Presented at New York Awards Ceremony Honoring Excellence in Wealth Management Industry Recognition Serves to Further Validates Strength and Comprehensiveness of Platform NEW YORK (September 25, 2023) – Smarsh®, the global leader in digital communications compliance and intelligence, today announced that its…
Smarsh Wins Industry Award for Best Support Website, Smarsh Central
Smarsh Wins Industry Award for Best Support Website, Smarsh Central Prestigious award from the Association of Support Professionals (ASP) spotlights the industry-leading digital support experience for Smarsh customers PORTLAND, Ore. (September 21, 2023) – Smarsh®, the global leader in digital communications compliance and intelligence, today announced that Smarsh Central, the support website for Smarsh customers,…
Navigating the Impact of Data Privacy Laws on Information Management
This guest post is written by Bill Tolson, President of Tolson Communications LLC, an advisory and consulting firm. He has more than 25-plus years in the archiving, information governance, data privacy, data security, and e-discovery industries. Bill has held executive leadership positions in a wide range of high technology organizations — from consulting firms and technology startups to multi...
Off-Channel Communications: Debunking the Myths
From the webinar: Mythbusting Prohibition: Is it really less work? by Stacie Craddock, Founder & Senior Consultant, Integrated Compliance Advisors and Tiffany Magri, Senior Regulatory Advisor, Smarsh.
Preventing employees from carrying out business-related communications over unapproved channels is critical to avoiding regulatory violations and fines, but there are a few misconceptions t...
How CCPA Impacts Public Records Management
GuideHow CCPA Impacts Public Records ManagementNavigating data privacy for state and local governments With data growing unabated, forcing privacy laws to catch up, government agencies should prepare rather than react.
The California Consumer Privacy Act (CCPA) establishes consumer rights relating to accessing, deleting, and sharing personal information collected by businesses. But could state ...
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